Is There Anybody Out There?

In the 1960's an astronomer named Frank Drake developed a statistical equation that can be used to estimate the number of civilizations that presently exist in the Galaxy and are capable of communication using electromagnetic radiation (e.g. radio waves). This equation, known as the Drake equation, is:

Nc = R*fpnefl fiftL

The terms in this equation are the following:

  • Nc is the number of civilizations that presently exist and are capable of communication. Since we exist, we know that Nc is at least 1.

  • R* This is the number of stars that form per year in our Galaxy

  • fp is the probability of planetary formation per star. A probability is a number between 0 and 1.

  • ne is the number of "Earth-like" planets per planetary system. Earth-like in this respect means a planet with a liquid surface.

  • fl is the probability that primitive life forms on a planet with a liquid surface.

  • fi is the probability that on a planet with primitive life, intelligence emerges

  • ft is the probability that the intelligent civilization becomes technological and develops the means to communicate

  • L is the lifetime of the civilization in its communicating phase. Note that L for the Earth would be about 100 years, even though civilization has been around for at least 10,000 years.

To get a value for Nc requires finding values for each of the parameters and multiplying the whole string out. Certainly this is guesswork, but we can make some intelligent decisions. Below is one way this equation can be solved.

The Drake equation can be broken up into three parts, an astronomical part involving the terms R*, fp, ne , a biological part involving the terms fl,fi , and a socio-economic part involving the terms ft, L. The most certain part of this equation is the astronomical part. The biological part is fairly unknown although it can be done with a set of reasonable assumptions. The socio-economic part is an exercise in complete speculation. With these caveats in mind, we now offer our preferred solution to the Drake Equation:

The Astronomical Factors:

  • R* = 10. This we know, on average 10 stars per year form in the Galaxy.

  • fp = 1. This is a statement that planetary formation is a necessary consequence of star formation and therefore that other solar systems are ubiquitous. The recent discovery that many nearby stars have Jupiter mass planets in orbit about them is an important confirmation of this hypothesis. It has also been long known (since the IRAS mission in 1984) that some nearby stars have dusty disks of material around them. Finally, low mass stars like the Sun are observed to rotate very slowly compared to what you would expect based on angular momentum conservation. In the case of our Sun, the initial angular momentum in the interstellar cloud out of which it formed, was converted to orbital angular momentum instead of the rotational angular momentum of the actual star. The formation of a binary star system would also accomplish this.

    ne = 1. This statement says that in all solar systems there is 1 object that is the right distance from the host star such that the temperature is conducive for the condensation of water vapor. The accretion process for planetary formation, briefly described earlier in this Chapter, suggests that planets sweep up zones of debris in more or less random places. In this case, the odds of a planet forming in the habitable zone around a given star are high.

The Biological Part:

  • fl = 1. This is a statement that the formation of amino acids on a planet with a liquid surface has a very high probability. This statement seems fairly safe as it's been known ever since the famous Miller-Urey experiment in the 1950's that the synthesis of organic molecules (principally amino acids) from atmospheric chemistry is relatively easy.

    At this point our statistical statement is that the Galaxy is teeming with primitive life on planetary surfaces.

  • fi = 0.1. This value means that on only 10% of those planets with simple organic molecules does intelligent life arise. Since we know very little about this process, this term could be considerably less than 0.1 and therefore our own existence is improbable. For instance, we know that the Earth periodically suffers mass extinctions of species (most likely due to large asteroid impacts). Perhaps its improbable for a planet to recover from such an event to keep the evolutionary machine moving forward. The one thing that we think we do know about the transformation from primitive to intelligent life is that it takes billions of years. So perhaps all that is required is billions of years of trial-and-error processes in some distant ocean to eventually produce intelligence. If that is the case, intelligence on a planetary surface with a liquid ocean is highly probable.

The Socio-Economic Part:

  • ft = 0.1. This states that on only 10% of those worlds in which intelligence has arisen does technology also arise. This might seem to be an odd statement as many believe that technology is a manifestation of intelligence and is therefore a natural consequence of it. In that case ft would be 1. However, technology has a definite downside with respect to planetary management in that it creates (and perhaps even demands) non-equilibrium growth and hence threatens the long term sustainability of the intelligent species itself, which is not a very intelligent thing to do. Hence, perhaps it's possible that some intelligent species consciously choose not to develop technology because they are able to look thousands of years in advance and see the consequences. Just because that didn't happen on this planet does not mean that such an outlook is impossible. Note if we combine our estimates of ft and fi then we get that only 1% of all planets which host primitive life evolve a civilization that is capable of communication. Again, the number could be much lower than this.

  • L = 107 (10 million years). How does one arrive at this estimate? Well, we can make the following assumption: 99% of all intelligent civilizations that ever evolve from some primordial ooze are incapable of solving their growth problem and have a technical lifetime of only 1000 years before disappearing. Hence, at any given time in the Galaxy, these civilizations are extremely rare. We then assume that the remaining 1% either solves their growth problem or never has one in the first place and has a lifetime of 1 billion years. One percent of 1 billion is 10 million and that's how we arrive at our value for L . Now, of course, its possible that these "equilibrium" societies never choose to develop technology which is why that can live so long. At the same time, it may will be that out of sheer curiosity these same civilizations develop technology on a small scale in order to achieve communication. Our current use of the Internet is an example of a global communication system that is not particularly resource intensive.

If we now multiply out all of our terms we get:

Nc = (10)(1)(1)(1)(.1)(.1)(107) = 106

One million is a small number, to put this in perspective this means that roughly 1 star per every 100,000 has a civilization with the ability to communicate (or 1 every 300 light years). On a clear night we can see about 4000 stars - we are truly alone!


What is the Moral? Life, All Life is Rare whether its yours, your neighbors or your neighbors pet slug.


Activity: Drake Equation Calculator

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